Friday, October 14, 2011


In African Cave, Signs of an Ancient Paint Factory
By JOHN NOBLE WILFORD NY TIMES

Digging deeper in a South African cave that had already yielded surprises from the Middle Stone Age, archaeologists have uncovered a 100,000-year-old workshop holding the tools and ingredients with which early modern humans apparently mixed some of the first known paint.

These cave artisans had stones for pounding and grinding colorful dirt enriched with a kind of iron oxide to a powder, known as ocher. This was blended with the binding fat of mammal-bone marrow and a dash of charcoal. Traces of ocher were left on the tools, and samples of the reddish compound were collected in large abalone shells, where the paint was liquefied, stirred and scooped out with a bone spatula.
Archaeologists said that in the workshop remains they were seeing the earliest example yet of how emergent Homo sapiens processed ocher, one of the species’ first pigments in wide use, its red color apparently rich in symbolic significance. The early humans may have applied the concoction to their skin for protection or simply decoration, experts suggested. Perhaps it was their way of making social and artistic statements on their bodies or their artifacts.
Of special importance to the scientists who made the discovery, the ocher workshop showed that early humans, whose anatomy was modern, had also begun thinking like us. In a report published online on Thursday in the journal Science, the researchers called this evidence of early conceptual abilities “a benchmark in the evolution of complex human cognition.”

The discovery dials back the date when the modern Homo sapiens population was known to have started using paint. Previously, no workshop older than 60,000 years had come to light, and the earliest cave and rock art began appearing about 40,000 years ago. The exuberant flowering among the Cro-Magnon artists in the caves of Europe would come even later; the parade of animals on the walls of Lascaux in France, for example, was executed 17,000 years ago.

The cave people in South Africa were already learning to find, combine and store substances, skills that reflected advanced technology and social practices as well as the creativity of the self-aware.
The paint makers also appeared to have developed an elementary knowledge of chemistry and some understanding of long-term planning earlier than previously thought.

The discovery was made at Blombos Cave, 200 miles east of Cape Town, on a high cliff facing the Indian Ocean at the tip of South Africa. Christopher S. Henshilwood, of the University of Bergen in Norway and the University of Witwatersrand in Johannesburg, led the team of researchers from Australia, France, Norway and South Africa.
Much of the analysis and dating of the material was directed by Francesco d’Errico of the University of Bordeaux in France.

The two clusters of tools and two ocher-filled abalone shells were found in 2008.

But Dr. Henshilwood said in an e-mail that it had taken a great deal of time and repeated testing to determine the age of the material and “make sure that the ocherous-looking deposits on each tool did in fact relate to the substance within the shells.”

Alison S. Brooks, an archaeologist at George Washington University who studies the Middle Stone Age in Africa but was not involved in this research, said, “This is another spectacular discovery from Blombos.”
Archaeologists and other scholars have come to expect the unexpected from Blombos Cave. In the past decade, Dr. Henshilwood’s teams have shaken conventional wisdom by finding persuasive evidence that people living in the cave were taking important strides toward modern behavior.
The researchers reported in 2001 finding tools there made from animal bones and finely worked stone weapon points. They gathered hundreds of pieces of ocher stone, including two inscribed with crisscrossed triangles and horizontal lines. This was occurring 75,000 years ago, some 40,000 years before the “creative explosion” of self-adornment and cave paintings once thought of as the sudden origin of human self-expression.
At the time of the first Blombos discovery, Dr. Henshilwood said, “We’re pushing back the date of symbolic thinking in modern humans — far, far back.”
And a few years earlier, Dr. Brooks and Sally McBrearty, an anthropologist at the University of Connecticut, published a comprehensive study of various African sites showing, they said, “the gradual assembling of the package of modern human behaviors in Africa and its later export to other regions of the Old World.”
Dr. Brooks noted this week that large quantities of ocher had been found elsewhere in Africa even before the 100,000-year-old workshop.
Recent research has also documented ocher’s early use in Africa as an adhesive to haft small points onto weapon shafts.



“But the Blombos discovery, not only of elaborate ocher processing but also of its mixture with marrow fat to produce a paint, rather than with plant resin to produce a mastic, argues strongly for its symbolic function,” Dr. Brooks said in an interview.
The assumed symbolic role of red ocher, Dr. Henshilwood said, comes from the large amounts of the predominantly red material found at a number of African sites as old as 160,000 years.

It is supposed that the color red relates to blood’s being associated with life and death or menstruation and fertility.

Based on the absence of scattered animal and seafood bones, hearths and other evidence of typical living quarters, the archaeologists said that the ocher artisans did not occupy the cave for long periods.

They came only to work, collecting their hammer stones and grindstones nearby and the chunks of ocher from perhaps as far away as 12 miles.

Inside the cave, the artisans chipped and crushed the soft ocher stones. They may have heated the mammal bones before crushing them, to enhance the extraction of the marrow fat. Then the fat, iron oxide powder, charcoal, stone chips, quartz grains and an unknown liquid were gently stirred in the shells from the abalone they may have feasted on the day before.

Over the years, windblown sand enveloped the workshop, preserving its tools in hardened sediments just below younger layers when life flourished at Blombos Cave and, most likely, it was often painted red.


















Thursday, October 06, 2011

Apple’s Visionary Redefined Digital Age

Steven P. Jobs, the visionary co-founder of Apple who helped usher in the era of personal computers and then led a cultural transformation in the way music, movies and mobile communications were experienced in the digital age, died Wednesday. He was 56.
The death was announced by Apple, the company Mr. Jobs and his high school friend Stephen Wozniak started in 1976 in a suburban California garage. A friend of the family said the cause was complications of pancreatic cancer.
Mr. Jobs had waged a long and public struggle with the disease, remaining the face of the company even as he underwent treatment, introducing new products for a global market in his trademark blue jeans even as he grew gaunt and frail.
He underwent surgery in 2004, received a liver transplant in 2009 and took three medical leaves of absence as Apple’s chief executive before stepping down in August and turning over the helm to Timothy D. Cook, the chief operating officer. When he left, he was still engaged in the company’s affairs, negotiating with another Silicon Valley executive only weeks earlier.
“I have always said that if there ever came a day when I could no longer meet my duties and expectations as Apple’s C.E.O., I would be the first to let you know,” Mr. Jobs said in a letter released by the company. “Unfortunately, that day has come.”
By then, having mastered digital technology and capitalized on his intuitive marketing sense, Mr. Jobs had largely come to define the personal computer industry and an array of digital consumer and entertainment businesses centered on the Internet. He had also become a very rich man, worth an estimated $8.3 billion.
Tributes to Mr. Jobs flowed quickly on Wednesday evening, in formal statements and in the flow of social networks, with President Obama, technology industry leaders and legions of Apple fans weighing in.
“For those of us lucky enough to get to work with Steve, it’s been an insanely great honor,” said Bill Gates, the Microsoft co-founder. “I will miss Steve immensely.”
A Twitter user named Matt Galligan wrote: “R.I.P. Steve Jobs. You touched an ugly world of technology and made it beautiful.”
Eight years after founding Apple, Mr. Jobs led the team that designed the Macintosh computer, a breakthrough in making personal computers easier to use. After a 12-year separation from the company, prompted by a bitter falling-out with his chief executive, John Sculley, he returned in 1997 to oversee the creation of one innovative digital device after another — the iPod, the iPhone and the iPad. These transformed not only product categories like music players and cellphones but also entire industries, like music and mobile communications.
During his years outside Apple, he bought a tiny computer graphics spinoff from the director George Lucas and built a team of computer scientists, artists and animators that became Pixar Animation Studios.
Starting with “Toy Story” in 1995, Pixar produced a string of hit movies, won several Academy Awards for artistic and technological excellence, and made the full-length computer-animated film a mainstream art form enjoyed by children and adults worldwide.
Mr. Jobs was neither a hardware engineer nor a software programmer, nor did he think of himself as a manager. He considered himself a technology leader, choosing the best people possible, encouraging and prodding them, and making the final call on product design.
It was an executive style that had evolved. In his early years at Apple, his meddling in tiny details maddened colleagues, and his criticism could be caustic and even humiliating. But he grew to elicit extraordinary loyalty.
“He was the most passionate leader one could hope for, a motivating force without parallel,” wrote Steven Levy, author of the 1994 book “Insanely Great,” which chronicles the creation of the Mac. “Tom Sawyer could have picked up tricks from Steve Jobs.”
“Toy Story,” for example, took four years to make while Pixar struggled, yet Mr. Jobs never let up on his colleagues. “‘You need a lot more than vision — you need a stubbornness, tenacity, belief and patience to stay the course,” said Edwin Catmull, a computer scientist and a co-founder of Pixar. “In Steve’s case, he pushes right to the edge, to try to make the next big step forward.”
Mr. Jobs was the ultimate arbiter of Apple products, and his standards were exacting. Over the course of a year he tossed out two iPhone prototypes, for example, before approving the third, and began shipping it in June 2007.
To his understanding of technology he brought an immersion in popular culture. In his 20s, he dated Joan Baez; Ella Fitzgerald sang at his 30th birthday party. His worldview was shaped by the ’60s counterculture in the San Francisco Bay Area, where he had grown up, the adopted son of a Silicon Valley machinist. When he graduated from high school in Cupertino in 1972, he said, ”the very strong scent of the 1960s was still there.”
After dropping out of Reed College, a stronghold of liberal thought in Portland, Ore., in 1972, Mr. Jobs led a countercultural lifestyle himself. He told a reporter that taking LSD was one of the two or three most important things he had done in his life. He said there were things about him that people who had not tried psychedelics — even people who knew him well, including his wife — could never understand.
Decades later he flew around the world in his own corporate jet, but he maintained emotional ties to the period in which he grew up. He often felt like an outsider in the corporate world, he said. When discussing the Silicon Valley’s lasting contributions to humanity, he mentioned in the same breath the invention of the microchip and “The Whole Earth Catalog,” a 1960s counterculture publication.
Apple’s very name reflected his unconventionality. In an era when engineers and hobbyists tended to describe their machines with model numbers, he chose the name of a fruit, supposedly because of his dietary habits at the time.
Coming on the scene just as computing began to move beyond the walls of research laboratories and corporations in the 1970s, Mr. Jobs saw that computing was becoming personal — that it could do more than crunch numbers and solve scientific and business problems — and that it could even be a force for social and economic change. And at a time when hobbyist computers were boxy wooden affairs with metal chassis, he designed the Apple II as a sleek, low-slung plastic package intended for the den or the kitchen. He was offering not just products but a digital lifestyle.
He put much stock in the notion of “taste,” a word he used frequently. It was a sensibility that shone in products that looked like works of art and delighted users. Great products, he said, were a triumph of taste, of “trying to expose yourself to the best things humans have done and then trying to bring those things into what you are doing.”
Regis McKenna, a longtime Silicon Valley marketing executive to whom Mr. Jobs turned in the late 1970s to help shape the Apple brand, said Mr. Jobs’s genius lay in his ability to simplify complex, highly engineered products, “to strip away the excess layers of business, design and innovation until only the simple, elegant reality remained.”
Mr. Jobs’s own research and intuition, not focus groups, were his guide. When asked what market research went into the iPad, Mr. Jobs replied: “None. It’s not the consumers’ job to know what they want.”
Early Interests
Steven Paul Jobs was born in San Francisco on Feb. 24, 1955, and surrendered for adoption by his biological parents, Joanne Carole Schieble and Abdulfattah Jandali, a graduate student from Syria who became a political science professor. He was adopted by Paul and Clara Jobs.
The elder Mr. Jobs, who worked in finance and real estate before returning to his original trade as a machinist, moved his family down the San Francisco Peninsula to Mountain View and then to Los Altos in the 1960s.
Mr. Jobs developed an early interest in electronics. He was mentored by a neighbor, an electronics hobbyist, who built Heathkit do-it-yourself electronics projects. He was brash from an early age. As an eighth grader, after discovering that a crucial part was missing from a frequency counter he was assembling, he telephoned William Hewlett, the co-founder of Hewlett-Packard. Mr. Hewlett spoke with the boy for 20 minutes, prepared a bag of parts for him to pick up and offered him a job as a summer intern.
Mr. Jobs met Mr. Wozniak while attending Homestead High School in neighboring Cupertino. The two took an introductory electronics class there.
The spark that ignited their partnership was provided by Mr. Wozniak’s mother. Mr. Wozniak had graduated from high school and enrolled at the University of California, Berkeley, when she sent him an article from the October 1971 issue of Esquire magazine. The article, “Secrets of the Little Blue Box,” by Ron Rosenbaum, detailed an underground hobbyist culture of young men known as phone phreaks who were illicitly exploring the nation’s phone system.
Mr. Wozniak shared the article with Mr. Jobs, and the two set out to track down an elusive figure identified in the article as Captain Crunch. The man had taken the name from his discovery that a whistle that came in boxes of Cap’n Crunch cereal was tuned to a frequency that made it possible to make free long-distance calls simply by blowing the whistle next to a phone handset.
Captain Crunch was John Draper, a former Air Force electronic technician, and finding him took several weeks. Learning that the two young hobbyists were searching for him, Mr. Draper had arranged to come to Mr. Wozniak’s Berkeley dormitory room. Mr. Jobs, who was still in high school, had traveled to Berkeley for the meeting. When Mr. Draper arrived, he entered the room saying simply, “It is I!”
Based on information they gleaned from Mr. Draper, Mr. Wozniak and Mr. Jobs later collaborated on building and selling blue boxes, devices that were widely used for making free — and illegal — phone calls. They raised a total of $6,000 from the effort.
After enrolling at Reed College in 1972, Mr. Jobs left after one semester, but remained in Portland for another 18 months auditing classes. In a commencement address given at Stanford in 2005, he said he had decided to leave college because it was consuming all of his parents’ savings.
Leaving school, however, also freed his curiosity to follow his interests. “I didn’t have a dorm room,” he said in his Stanford speech, “so I slept on the floor in friends’ rooms, I returned Coke bottles for the 5-cent deposits to buy food with, and I would walk the seven miles across town every Sunday night to get one good meal a week at the Hare Krishna temple. I loved it. And much of what I stumbled into by following my curiosity and intuition turned out to be priceless later on.”
He returned to Silicon Valley in 1974 and took a job there as a technician at Atari, the video game manufacturer. Still searching for his calling, he left after several months and traveled to India with a college friend, Daniel Kottke, who would later become an early Apple employee. Mr. Jobs returned to Atari that fall. In 1975, he and Mr. Wozniak, then working as an engineer at H.P., began attending meetings of the Homebrew Computer Club, a hobbyist group that met at the Stanford Linear Accelerator Center in Menlo Park, Calif. Personal computing had been pioneered at research laboratories adjacent to Stanford, and it was spreading to the outside world.
“What I remember is how intense he looked,” said Lee Felsenstein, a computer designer who was a Homebrew member. “He was everywhere, and he seemed to be trying to hear everything people had to say.”
Mr. Wozniak designed the original Apple I computer simply to show it off to his friends at the Homebrew. It was Mr. Jobs who had the inspiration that it could be a commercial product.
In early 1976, he and Mr. Wozniak, using their own money, began Apple with an initial investment of $1,300; they later gained the backing of a former Intel executive, A. C. Markkula, who lent them $250,000. Mr. Wozniak would be the technical half and Mr. Jobs the marketing half of the original Apple I Computer. Starting out in the Jobs family garage in Los Altos, they moved the company to a small office in Cupertino shortly thereafter.
In April 1977, Mr. Jobs and Mr. Wozniak introduced Apple II at the West Coast Computer Faire in San Francisco. It created a sensation. Faced with a gaggle of small and large competitors in the emerging computer market, Apple, with its Apple II, had figured out a way to straddle the business and consumer markets by building a computer that could be customized for specific applications.
Sales skyrocketed, from $2 million in 1977 to $600 million in 1981, the year the company went public. By 1983 Apple was in the Fortune 500. No company had ever joined the list so quickly.
The Apple III, introduced in May 1980, was intended to dominate the desktop computer market. I.B.M. would not introduce its original personal computer until 1981. But the Apple III had a host of technical problems, and Mr. Jobs shifted his focus to a new and ultimately short-lived project, an office workstation computer code-named Lisa.
An Apocalyptic Moment
By then Mr. Jobs had made his much-chronicled 1979 visit to Xerox’s research center in Palo Alto, where he saw the Alto, an experimental personal computer system that foreshadowed modern desktop computing. The Alto, controlled by a mouse pointing device, was one of the first computers to employ a graphical video display, which presented the user with a view of documents and programs, adopting the metaphor of an office desktop.
“It was one of those sort of apocalyptic moments,” Mr. Jobs said of his visit in a 1995 oral history interview for the Smithsonian Institution. “I remember within 10 minutes of seeing the graphical user interface stuff, just knowing that every computer would work this way someday. It was so obvious once you saw it. It didn’t require tremendous intellect. It was so clear.”
In 1981 he joined a small group of Apple engineers pursuing a separate project, a lower-cost system code-named Macintosh. The machine was introduced in January 1984 and trumpeted during the Super Bowl telecast by a 60-second commercial, directed by Ridley Scott, that linked I.B.M., then the dominant PC maker, with Orwell’s Big Brother.
A year earlier Mr. Jobs had lured Mr. Sculley to Apple to be its chief executive. A former Pepsi-Cola chief executive, Mr. Sculley was impressed by Mr. Jobs’s pitch: “Do you want to spend the rest of your life selling sugared water, or do you want a chance to change the world?”
He went on to help Mr. Jobs introduce a number of new computer models, including an advanced version of the Apple II and later the Lisa and Macintosh desktop computers. Through them Mr. Jobs popularized the graphical user interface, which, based on a mouse pointing device, would become the standard way to control computers.
But when the Lisa failed commercially and early Macintosh sales proved disappointing, the two men became estranged and a power struggle ensued, and Mr. Jobs lost control of the Lisa project. The board ultimately stripped him of his operational role, taking control of the Lisa project away from him, and 1,200 Apple employees were laid off. He left Apple in 1985.
“I don’t wear the right kind of pants to run this company,” he told a small gathering of Apple employees before he left, according to a member of the original Macintosh development team. He was barefoot as he spoke, and wearing blue jeans.
That September he announced a new venture, NeXT Inc. The aim was to build a workstation computer for the higher-education market. The next year, the Texas industrialist H. Ross Perot invested $20 million in the effort. But it did not achieve Mr. Jobs’s goals.
Mr. Jobs also established a personal philanthropic foundation after leaving Apple but soon had a change of heart, deciding instead to spend much of his fortune — $10 million — on acquiring Pixar, a struggling graphics supercomputing company owned by the filmmaker George Lucas.
The purchase was a significant gamble; there was little market at the time for computer-animated movies. But that changed in 1995, when the company, with Walt Disney Pictures, released “Toy Story.” That film’s box-office receipts ultimately reached $362 million, and when Pixar went public in a record-breaking offering, Mr. Jobs emerged a billionaire. In 2006, the Walt Disney Company agreed to purchase Pixar for $7.4 billion. The sale made Mr. Jobs Disney’s largest single shareholder, with about 7 percent of the company’s stock.
His personal life also became more public. He had a number of well-publicized romantic relationships, including one with the folk singer Joan Baez, before marrying Laurene Powell. In 1996, his sister Mona Simpson, a novelist, threw a spotlight on her relationship with Mr. Jobs in the novel “A Regular Guy.” The two did not meet until they were adults. The novel centered on a Silicon Valley entrepreneur who bore a close resemblance to Mr. Jobs. It was not an entirely flattering portrait. Mr. Jobs said about a quarter of it was accurate.
“We’re family,” he said of Ms. Simpson in an interview with The New York Times Magazine. “She’s one of my best friends in the world. I call her and talk to her every couple of days.”
His wife and Ms. Simpson survive him, as do his three children with Ms. Powell, his daughters Eve Jobs and Erin Sienna Jobs and a son, Reed; another daughter, Lisa Brennan-Jobs, from a relationship with Chrisann Brennan; and another sister, Patti Jobs.
Return to Apple
Eventually, Mr. Jobs refocused NeXT from the education to the business market and dropped the hardware part of the company, deciding to sell just an operating system. Although NeXT never became a significant computer industry player, it had a huge impact: a young programmer, Tim Berners-Lee, used a NeXT machine to develop the first version of the World Wide Web at the Swiss physics research center CERN in 1990.
In 1996, after unsuccessful efforts to develop next-generation operating systems, Apple, with Gilbert Amelio now in command, acquired NeXT for $430 million. The next year, Mr. Jobs returned to Apple as an adviser. He became chief executive again in 2000.
Shortly after returning, Mr. Jobs publicly ended Apple’s long feud with its archrival Microsoft, which agreed to continue developing its Office software for the Macintosh and invested $150 million in Apple.
Once in control of Apple again, Mr. Jobs set out to reshape the consumer electronics industry. He pushed the company into the digital music business, introducing first iTunes and then the iPod MP3 player. The music arm grew rapidly, reaching almost 50 percent of the company’s revenue by June 2008.
In 2005, Mr. Jobs announced that he would end Apple’s business relationship with I.B.M. and Motorola and build Macintosh computers based on Intel microprocessors.
His fight with cancer was now publicly known. Apple had announced in 2004 that Mr. Jobs had a rare but curable form of pancreatic cancer and that he had undergone successful surgery. Four years later, questions about his health returned when he appeared at a company event looking gaunt. Afterward, he said he had suffered from a “common bug.” Privately, he said his cancer surgery had created digestive problems but insisted they were not life-threatening.
Apple began selling the iPhone in June 2007. Mr. Jobs’s goal was to sell 10 million of the handsets in 2008, equivalent to 1 percent of the global cellphone market. The company sold 11.6 million.
Although smartphones were already commonplace, the iPhone dispensed with a stylus and pioneered a touch-screen interface that quickly set the standard for the mobile computing market. Rolled out with much anticipation and fanfare, iPhone rocketed to popularity; by the end of 2010 the company had sold almost 90 million units.
Although Mr. Jobs took just a nominal $1 salary when he returned to Apple, his compensation became the source of a Silicon Valley scandal in 2006 over the backdating of millions of shares of stock options. But after a company investigation and one by the Securities and Exchange Commission, he was found not to have benefited financially from the backdating and no charges were brought.
The episode did little to taint Mr. Jobs’s standing in the business and technology world. As the gravity of his illness became known, and particularly after he announced he was stepping down, he was increasingly hailed for his genius and true achievement: his ability to blend product design and business market innovation by integrating consumer-oriented software, microelectronic components, industrial design and new business strategies in a way that has not been matched.
If he had a motto, it may have come from “The Whole Earth Catalog,” which he said had deeply influenced him as a young man. The book, he said in his commencement address at Stanford in 2005, ends with the admonition “Stay Hungry. Stay Foolish.”
“I have always wished that for myself,” he said.
Steve Lohr contributed reporting.
This article has been revised to reflect the following correction:
Correction: October 5, 2011
An earlier version of this obituary incorrectly identified, in one instance, the city where Mr. Jobs graduated from high school as Los Altos. It also misstated the year in which NeXT shifted its focus from the education to the business market as 1986.

Monday, September 19, 2011

Obama Embraces 'Buffett Rule'

The Republicans are crying "class warfare," but the president is pledging to fight for Warren Buffett’s proposal that millionaires should pay higher taxes—and he just might win.

by Zachary Karabell
With the end of summer, the air is again humming with the dulcet tones of Washington partisan warfare. Soon, the “debt panel” will begin its deliberations on reducing the deficit, but President Obama has already fired the first salvo. He is calling for the introduction of a “Buffett Rule,” named in honor of Warren Buffett’s call for higher taxes on the very wealthy

Under this new rule, individuals with incomes in excess of $1 million would be required to pay a minimum amount of tax no less in percentage terms than the average middle-class taxpayer. Buffett famously complained that the tax code is unfair. With his stratospheric income, he pays less than 20 percent because of various deductions and lower rates applied to certain types of investment income, whereas his secretary earning $60,000 pays 29 percent. Obama’s proposal would establish a minimum rate presumably above 20 percent that would still be less than the 35 percent marginal rate applied to income above $379,000 but would be more than many millionaires currently pay. The total number of filers affected? About 450,000 out of more than 144 million tax returns filed last year, or about 0.3 percent of taxpayers. And even that 450,000 somewhat overstates the number of individuals affected, given that the number includes small businesses as well as wealthy individuals.

But much like the earlier firestorms over the estate tax, the Republicans were quick to denounce the proposal as a naked act of class warfare. Rep. Paul Ryan (/videos/2011/09/18/ryan-obama-creating-class-warfare.html) said on Fox News yesterday that the plan “adds further instability to our system, more uncertainty, and it punishes job creation.” The best line came from the ever-snarky, always-spinning Senate Republican leader Mitch McConnell. “If [Buffett] is feeling guilty about [his tax rate], I think he should send in a check … But we don’t want to stagnate this economy by raising taxes.”

This fight, however modest, is one that Obama stands a good chance of winning.

The Republican counter is that any increase in taxes penalizes the prosperous, impedes growth, and creates incentives to do less work or earn less money. That argument has always had a hollow, bizarre ring. Does anyone really assess their tax burden and decide that they would prefer to earn less in order to avoid paying a higher marginal rate? Yes, in a country of more than 300 million people, the statistical likelihood is that there are a few who would indeed say, “I would rather earn $378,000 a year and stay under the threshold of 35 percent taxes than earn $500,000 and pay a few thousand dollars more in taxes.” But there is also a statistical likelihood that about the same number of people believe that there is a secret NASA base on Mars. We live with outliers; we don’t construct national policy on the foundation of their delusions.
As for the charge of class warfare, clearly the bar has been lowered and the term debased. If championing the relatively modest proposal that those earning more than a million dollars at a minimum are taxed at an average rate is class warfare, what would today’s Republicans do if Obama got up and said the following: “For too many of us the political equality we once had won is meaningless in the face of economic inequality. A small group had concentrated into their own hands an almost complete control over other people's property, other people's money, other people's labor—other people's lives. For too many of us life is no longer free; liberty no longer real; men can no longer follow the pursuit of happiness.” Those are fighting words, but they aren’t, of course, Obama’s fighting words. They are Franklin Delano Roosevelt’s, uttered at the Democratic National Convention in 1936 as FDR accepted his party’s nomination for a second term as president.

 
It is inconceivable that Obama could be nearly as partisan or nearly as unapologetic in his rhetoric, yet today’s Republicans respond to even lukewarm suggestions that the rich pay a tad more as tantamount to class warfare and socialism. Unacknowledged is that in tandem with the millionaire’s tax, Obama will also propose cuts and reforms to Medicare and Medicaid, a concession that FDR never made or thought of making.

This fight, however modest, is one that Obama stands a good chance of winning. The audacity of the current incarnation of the Republican Party will be sorely tested by this proposal. When Democrats called for tax increases for those making more than $250,000, Republicans were able to twist that into an attack on entrepreneurs and ambitious small-business owners. It will be much harder to do that with the $1 million hurdle. And while tens of millions who would never be affected adamantly opposed a change to the estate tax, it will be a harder sell to hold the line against a minimum payment for millionaires.

As a result, Obama has at last arrived at something that has political traction and widespread appeal, which in turn puts the Republicans in the problematic position of opposing something that a significant majority support. It is an effective political salvo for a White House that has been increasingly neutered.

Not to spoil that party, however, but the economic benefits are much more limited. The “Buffett Rule” does not materially reduce mounting deficits, though it does enshrine notions of fairness in the tax code. Championing it is politically astute heading into the presidential election, but it is not the act of economic stewardship and innovative policy that the country needs. Combined with a “jobs” bill that consists mostly of extended tax breaks and unemployment insurance, we have an energized president who shows every sign of running an effective re-election campaign and every indication of being unable to respond dynamically to a troubled economy and a confused, angry middle class. The Buffett Rule is fair, politically powerful, and eminently defensible. At best, it will expose the Republicans as tax ideologues with a soft spot for extreme wealth. But it will still leave the millions who are struggling with no light, no tunnel, and no way forward.



Saturday, September 17, 2011

Netanyahu’s Partners, Democracy’s Enemies
By CARLO STRENGER

ISRAEL is at a fascinating, and frightening, crossroads. In the last two years the Knesset has proposed and passed laws that seriously endanger Israel’s identity as a liberal democracy.
It began with a law forbidding public commemoration of the Palestinian refugee crisis of 1948, known as the Nakba; it continued with the demand for all new Israeli citizens to swear a loyalty oath to a Jewish and democratic country, and recently culminated in a bill outlawing calls to boycott any Israeli group or product — including those from the occupied territories.
On the other hand, in the last two months, Israel’s democracy has come dramatically alive after a long period of hibernation. Protests for social justice have mobilized hundreds of thousands in demonstrations that have the support of 87 percent of the country, according to a Haaretz poll. These protests have become an exercise in direct democracy, forcing Prime Minister Benjamin Netanyahu to move beyond party politics and listen directly to the grievances of Israel’s disenfranchised middle classes.
Existential fears have pushed Israelis to the right; only when it comes to social questions are they willing to listen to the largely liberal middle class. Who, then, represents the real Israel? Is Israel an open-minded, liberal country with a developed sense of justice, or is it an ethnocracy with theocratic leanings?
Mr. Netanyahu believes that he can avoid agreeing to a viable Palestinian state, in the face of fierce international criticism, because he is certain that America’s heartland, as opposed to its liberal elites, is tied to Israel on ideological and theological grounds. The ovations he received in Congress earlier this year only strengthened this belief. Convinced that Obama won’t win a second term, he simply wants to hang on until a Republican president is sworn in.
His foreign minister, Avigdor Lieberman, has a very different worldview. Mr. Lieberman’s open disdain for European leaders and diplomats is not a failure of diplomacy; he is a shrewd man, who first and foremost seeks to cultivate an image of a strong leader for his right-wing constituency. He believes that the West’s hegemony has come to an end, and that the future lies with autocratic governments like those ruling Russia and China. Hence he believes that Israel has no reason to pander to the West’s values.
To him, liberal democracy represents weakness and he contends that Israel should evolve into a stronger state with less individual freedom. At the same time, he is completely secular: his constituency is primarily of Russian origin, and many of its members are not accepted as Jewish by Israel’s Orthodox rabbinical establishment.
The national-religious parties in the governing coalition, meanwhile, are based on the belief that the Jewish people have a God-given right to what they call the Greater Land of Israel. In the long run, they want Israel to be a theocracy based on biblical law. Their participation in the democratic game is based on the prediction that Israel’s demography will inevitably lead to an Orthodox Jewish majority, and that they simply need to make sure that Israel doesn’t give up the West Bank before they rule the country.
The ultra-Orthodox parties, Shas and Yahadut Hatorah, also want Israel to become a theocracy in the long run. Until a decade ago, they did not necessarily claim that Israel should hold on to the occupied territories, but they realized that their electorate is right-leaning, and they need space for the rapidly expanding families of their constituency. They see liberal elites as their primary enemies.
The paradox, of course, is that Mr. Lieberman and the religious parties are on opposing ends of the spectrum in other ways. Mr. Lieberman wants a secular state; the religious parties want a theocracy. What unites them is that, for completely different reasons, they have no investment in the values of liberal democracy, which are one of the major stumbling blocks for Israel’s annexation of the West Bank. As Israeli liberals have repeated ad nauseam, such annexation will either lead to a binational state without a Jewish majority, or to an apartheid regime.
The coalition partners have found a modus vivendi primarily by uniting in their hatred for the institutions that uphold liberal democratic values: Israel’s Supreme Court, its largely liberal academic community and its human rights organizations.

Israel’s recent falling out with Turkey is just the latest example: Mr. Lieberman made it impossible for Mr. Netanyahu to apologize for the killing of nine people by Israeli commandos on the Turkish ship Mavi Marmara last year by insisting that it would undermine Israel’s national pride. When Turkey retaliated with trade sanctions and threats of an increased naval presence in the Mediterranean, Mr. Lieberman called on Israel to support Kurdish militants. Mr. Lieberman keeps upping the ante for being a patriotic Israeli, pulling Mr. Netanyahu along with him.

The staying power of Israel’s governing coalition is primarily the result of the trauma Israelis sustained during the second Palestinian intifada and subsequent rocket attacks. Israelis have trouble trusting anybody but a hard-liner for fear that, once again, they will become targets of terror attacks.

Mr. Netanyahu’s coalition may seem incoherent in its core values, but it has created a potentially explosive mix that has brought considerable damage to Israel, pushing it into unprecedented isolation that is only likely to deepen if a sizable majority of the United Nations General Assembly recognizes Palestine as a state later this month. This would be especially challenging when relations are already strained with historic regional allies like Egypt and Turkey.

The irony is that Mr. Netanyahu himself is not opposed to liberal democracy. But the only way for him to prevent an independent Palestinian state based on the 1967 borders is to hold his right-wing coalition together.
Mr. Lieberman has outflanked him and challenged his leadership of the Israeli right. Mr. Netanyahu needs to keep up with the right-wing Joneses and show that he is no less of a strong leader. The only common denominator of his major coalition partners is enmity to the core values of liberal democracy, and, for lack of choice, he has so far pandered to their wishes.
Carlo Strenger, a professor of psychology at Tel Aviv University, is a columnist for Haaretz and the author of “The Fear of Insignificance.”





Monday, September 05, 2011

Did Osama Win?

Bin Laden hoped to provoke a civilizational war between Islam and the West. And we took the bait.

by Andrew Sullivan NEWSWEEK

There was a perfunctory knock on my door before a friend rushed in to wake me up. “They’ve attacked the World Trade Center,” he yelled, looming suddenly above my bed. “They already did that,” I groggily responded. “You’ve got to get up!” he shouted as he rushed back out the door. And I actually went back to sleep. An hour later, rousing myself, I made my way to the laptop and saw a photo of a flash of fire near the top of one of the Twin Towers on AOL’s welcome screen. I suddenly realized it had not been a bomb but a plane. No: two planes. I ran over to my friend’s. And as I watched his television, video footage of the second plane, entering the tower like a diver slipping ripple-free into a pool, kept playing. It dawned on me that the first plane had been partly a way to get the whole world watching as the second mass murder took place. What kind of evil is this? A silence fell over the room. We were all standing, or pacing. After a while, I walked outside and heard the eerie quiet of a sky without planes, and saw people walking about in a daze. And a little later, I saw the towers fall, one after the other, imploding, like my psyche.



Images matter. Within a few hours of going back to sleep after hearing mere words, I was in an utterly different world. As a way of generating pure, unalloyed terror, this was demonically perfect. I was terrified by the thought of the mayhem in the buildings. I was immobilized watching a live, instantaneous mass death. I was traumatized by the huge wall of dust that spread like a CGI wave through the streets of lower Manhattan. I was, like most of us, simply terrorized. And it’s only now, a decade later, that I’ve come to see how significant that feeling was, how transformative it would become. We often talk about terror in terms of the terrorist. We do so less in terms of the terrorized. But it was how this act changed those of us who were bystanders that made this event more awful than a mere mass murder. It was mass murder as theater and as threat.



It took months for this initial trauma to ebb, years for my psyche to regain its equilibrium. And it took me close to a decade to realize just how slickly Osama bin Laden had done his evil work, how insidiously his despicable performance art had reached into my mind and altered it, how carefully he had set the trap and how guilelessly I—we—had walked right into it.



We need to understand that 9/11 worked. It worked as a tactic to induce American self-destruction, even if it failed spectacularly as a strategy to advance Al Qaeda—and its heretical message of suicidal warfare—across the globe. It worked because this was not just another terror attack. The emblems were clear: the looming towers of Western capitalism in New York, the cradle of Western democracy in Washington. When the third plane crashed into the Pentagon and the fourth (United 93) was brought down by its passengers, the drama didn’t cease. We saw the symbol of America’s military preeminence lying with its side opened like a tin can. And we imagined the panic and courage in the air over Pennsylvania as people just like us finally found their bearings and fought back.

Yes, there had been Pearl Harbor. But that was in Hawaii against an air base, not in Manhattan against ordinary people going about their day. Yes, there had been Oklahoma City. But that was not as iconic as an image of the World Trade Center falling to the ground, and it was accomplished by a coterie of domestic maniacs (we already knew the type) with a mass of fertilizer and a truck. This, in contrast, was a suicide attack by cultural aliens. And a suicide attack is one of the most terrorizing, because you know that the will behind it is beyond the usual parameters of human nature. Like kamikaze missions, the tactic was a sign that these men were operating on a different matrix from the rest of us. And nothing is as frightening as violence waged by those who do so in the name of God.



The simplicity of the plot made it even scarier. On that day the West’s own airplanes, which had taken off peacefully, were transformed into makeshift weapons of mass destruction; the only actual weapons deployed were a handful of box cutters you could find in any office-supply store. The rest was merely human will and the advantage of surprise. More to the point, the people murdered that day, charred in the remains of the towers or jumping from windows in the sky only to thud onto the pavement below, had only that morning been just like us: settled complacently in airline seats or beginning their day at the office. At some point some of them must have looked out a window—in the plane or the World Trade Center—and saw what seemed like the apocalypse coming. There are times when I think of those people who saw, in their final seconds of life, the nose of an airplane hurtling toward them at inhuman speed. Their terror ended quickly. Ours had just begun.

I remember watching the towers fall, and feeling something deeper fall as well. This was the end of American innocence, the end of the American century when the New World could really understand itself as immune to the theocratic barbarism of the Old. We saw an emblem of our entire civilization tumble to the ground in the middle of the city that had once brought the skyscraper confidently and brashly to the world. We also saw the mighty Pentagon violated by a few religious fanatics living in caves. The skies were silent. Nobody seemed to know if this was the end or just the beginning. But what we did know was that only one word really sufficed to define the scale and gravity of what had taken place: war.



And in that very formulation, in the depths of our psyches and souls, we took the bait.



The bait was meant to entice the United States into ruinous, polarizing religious warfare against the Muslim world, so that the Islamist fringe could seize power in failing Muslim and Arab dictatorships. The 9/11 attacks were conceived as a way to radicalize a young Muslim population through a ginned-up war of civilization against the Great Satan on the Islamist home turf of Afghanistan and, then, Iraq. It looks obvious now. It wasn’t then. We were seized with righteous rage, every ounce of which was justified. But the victim of a rape is not the best person to initiate the strategy to bring the rapist to justice. And we, alas, were all we had. Our president, meaning well, did his best, and it was more than good, at the beginning. But in retrospect, he never mastered the fear or the moment either. Instead of calming the populace over the coming months, he further terrified us with drastic measures that only seemed to confirm the unprecedented gravity of the threat.

As mysterious envelopes containing anthrax began to appear in mailboxes, as our airports shut down and reopened as police states, as terror-advisory color codes were produced, as the vast new bureaucratic behemoth of the Department of Homeland Security was set up, as a system of torture prisons (beginning with Guantánamo Bay) was constructed ... many concluded the threat must be grave enough to justify shredding some of the Constitution’s noblest principles and precedents. This handful of fanatics was supposedly a greater threat than the Nazis and the Soviets. And so much of our inherited moral wisdom—such as the absolute stricture against torture and the ideal of habeas corpus—were tossed aside. Dick Cheney, the man elected vice president as a calming father figure, became the most terrified of them all. And so we joined him in fearing that Al Qaeda was on the cusp of arming itself with WMDs that could be used to end our civilization.

Hence the turn to Iraq. Without the psychic terror of 9/11, and its swamping of reason in our frontal cortex, the Iraq War would never have happened. In our panic, fear kept spiraling upward. Under what other circumstances would the U.S. -really have decided to launch a war to destroy and then rebuild a notorious, divisive failed dictatorship like Iraq? If our minds had not been flooded with dread, many of us would never have believed that 9/11 was just a dummy run for a much bigger strike with weapons of mass destruction, provided by Saddam Hussein. But that was what our government told us, in tones that certainly sounded sincere.

Yes, I know many were not fooled. I tip my hat to them. I am ashamed my own panic overwhelmed my own judgment. But that is an explanation, not an excuse: I cannot imagine any other circumstance in which I would simply trust the government, period. But, as fear dominated my being, trust I did—as did a majority of Americans who supported the war that handed bin Laden exactly what he wanted.

What he wanted, it seems obvious now, was central relevance to the power shifts in the Middle East, and U.S. troops in lands they could never understand and never fully win over. History has proved him right on that. Even the finest soldiers in the world, with the finest leadership in the world, were not capable of miracles. And so Iraq is now a pseudo-democracy whose current regional stance is alignment with Iran and Syria, America’s direst enemies in the region. And the war in Afghanistan will, at best, have decimated the ranks of Al -Qaeda and killed bin Laden (after nearly 10 years of trying, thanks to Obama, not Bush). But the threat from radical Islamism in Pakistan remains real, and the Taliban can wait till our last troops leave. And that was always true.

The fiscal costs of our actions are one reason we find ourselves today in a lost, jobless, debt-driven decade. About $2.6 trillion was spent in a decade of war—approaching some of the most ambitious spending cuts now being proposed. The human cost—in lives, limbs, and loves—is incalculable. And not just for us. Millions of Iraqis lived through the closest human equivalent to hell for years as the incompetent occupation tore Iraq apart. That trauma, wrought in children as well as adults, will not end, and will reverberate for decades, rendering the country even more vulnerable to sectarian blandishments or a new dictatorship if civil war breaks out again.

Part of any military’s strength is its deterrent effect. That was blown apart in Iraq as the U.S. struggled to control a country it could never fully commit to. The CIA, meanwhile, was revealed before the world first as incompetent and then as capable of evil. The approval of sickening torture techniques by the president and vice president destroyed American moral standing in the world, eviscerated our soft power, and became the prime recruitment tool for the Islamist thugs. Neoconservatives alone can call this “victory.”

So did bin Laden succeed? Not at all. On most fronts, he spectacularly failed—down to the amazing end to his pathetic, deranged life. He didn’t banish American influence or occupation in the Middle East; he temporarily intensified it. His dream of a caliphate is more remote than ever. But in this, it wasn’t the U.S. who defeated him; it was his own brutality and nihilism. From the streets of Tehran to Cairo, it appears that the young Muslim generation does not want to withdraw from the modern world into a cultural and intellectual blind alley forever. They are too busy on Twitter. That’s why after 9/11, Al Qaeda saw its popularity in the Arab world plummet, resuscitated only by American floundering in a newly anarchic Iraq.

The American people, moreover, eventually responded by electing Barack Hussein Obama as their president, committed to stepping back from what bin Laden had always longed for, a civilizational war, while quietly trying new methods like drone warfare to target jihadists from a distance with ever-increasing accuracy. The political model Al Qaeda celebrates—of stultifying premodern, brain-dead oppression—has no serious global appeal compared with Western or Asian models of capitalism. Instead, Turkey’s and Indonesia’s evolutions have shown a different way forward for Islamist democratic politics. It’s time we fessed up: the madmen of 9/11 were not the Soviets; they were not the Nazis. If we had seen them in that calm perspective a decade ago, we would be living in a very different America today.

Bin Laden and his henchmen failed, in other words. But our own fear won. Fear stopped us, overwhelmed us, as our ra-tion-al-ity deserted us. Yes, it was understandable, given what we endured that September morning. But we need to admit that our response was close to fatal. A bankrupted America that tortured innocents and disregarded its own Constitution is barely recognizable as America.

We have survived and endured as a civilization because we have recognized our errors and corrected most of them. That capacity is proof that our democracy still lives. But fear is a tougher enemy than mere mistakes. It can only be overcome by hope. And hope is a choice, not a fate.

Until we decide to grasp hope again, the war will live on. Within us all. Waiting for resolution.

Thursday, August 25, 2011

The End of History?

Francis Fukuyama**


IN WATCHING the flow of events over the past decade or so, it is hard to avoid the feeling that something very fundamental has happened in world history. The past year has seen a flood of articles commemorating the end of the Cold War, and the fact that "peace" seems to be breaking out in many regions of the world. Most of these analyses lack any larger conceptual framework for distinguishing between what is essential and what is contingent or accidental in world history, and are predictably superficial. If Mr. Gorbachev were ousted from the Kremlin or a new Ayatollah proclaimed the millennium from a desolate Middle Eastern capital, these same commentators would scramble to announce the rebirth of a new era of conflict.



And yet, all of these people sense dimly that there is some larger process at work, a process that gives coherence and order to the daily headlines. The twentieth century saw the developed world descend into a paroxysm of ideological violence, as liberalism contended first with the remnants of absolutism, then bolshevism and fascism, and finally an updated Marxism that threatened to lead to the ultimate apocalypse of nuclear war. But the century that began full of self-confidence in the ultimate triumph of Western liberal democracy seems at its close to be returning full circle to where it started: not to an "end of ideology" or a convergence between capitalism and socialism, as earlier predicted, but to an unabashed victory of economic and political liberalism.



The triumph of the West, of the Western idea, is evident first of all in the total exhaustion of viable systematic alternatives to Western liberalism. In the past decade, there have been unmistakable changes in the intellectual climate of the world's two largest communist countries, and the beginnings of significant reform movements in both. But this phenomenon extends beyond high politics and it can be seen also in the ineluctable spread of consumerist Western culture in such diverse contexts as the peasants' markets and color television sets now omnipresent throughout China, the cooperative restaurants and clothing stores opened in the past year in Moscow, the Beethoven piped into Japanese department stores, and the rock music enjoyed alike in Prague, Rangoon, and Tehran.



What we may be witnessing is not just the end of the Cold War, or the passing of a particular period of postwar history, but the end of history as such: that is, the end point of mankind's ideological evolution and the universalization of Western liberal democracy as the final form of human government. This is not to say that there will no longer be events to fill the pages of Foreign Affair's yearly summaries of international relations, for the victory of liberalism has occurred primarily in the realm of ideas or consciousness and is as yet incomplete in. the real or material world. But there are powerful reasons for believing that it is the ideal that will govern the material world in the long run. To understand how this is so, we must first consider some theoretical issues concerning the nature of historical change.


THE NOTION of the end of history is not an original one. Its best known propagator was Karl Marx, who believed that the direction of historical development was a purposeful one determined by the interplay of material forces, and would come to an end only with the achievement of a communist utopia that would finally resolve all prior contradictions. But the concept of history as a dialectical process with a beginning, a middle, and an end was borrowed by Marx from his great German predecessor, Georg Wilhelm Friedrich Hegel.



For better or worse, much of Hegel's historicism has become part of our contemporary intellectual baggage. The notion that mankind has progressed through a series of primitive stages of consciousness on his path to the present, and that these stages corresponded to concrete forms of social organization, such as tribal, slave-owning, theocratic, and finally democratic-egalitarian societies, has become inseparable from the modern understanding of man. Hegel was the first philosopher to speak the language of modern social science, insofar as man for him was the product of his concrete historical and social environment and not, as earlier natural right theorists would have it, a collection of more or less fixed "natural" attributes. The mastery and transformation of man's natural environment through the application of science and technology was originally not a Marxist concept, but a Hegelian one. Unlike later historicists whose historical relativism degenerated into relativism tout court, however, Hegel believed that history culminated in an absolute moment - a moment in which a final, rational form of society and state became victorious.



It is Hegel's misfortune to be known now primarily as Marx's precursor; and it is our misfortune that few of us are familiar with Hegel's work from direct study, but only as it has been filtered through the distorting lens of Marxism. In France, however, there has been an effort to save Hegel from his Marxist interpreters and to resurrect him as the philosopher who most correctly speaks to our time. Among those modern French interpreters of Hegel, the greatest was certainly Alexandre Koj�ve, a brilliant Russian �migr� who taught a highly influential series of seminars in Paris in the 1930s at the Ecole Practique des Hautes Etudes.[1] While largely unknown in the United States, Koj�ve had a major impact on the intellectual life of the continent. Among his students ranged such future luminaries as Jean-Paul Sartre on the Left and Raymond Aron on the Right; postwar existentialism borrowed many of its basic categories from Hegel via Koj�ve.



Koj�ve sought to resurrect the Hegel of the Phenomenology of Mind, the Hegel who proclaimed history to be at an end in 1806. For as early as this Hegel saw in Napoleon's defeat of the Prussian monarchy at the Battle of Jena the victory of the ideals of the French Revolution, and the imminent universalization of the state incorporating the principles of liberty and equality. Koj�ve, far from rejecting Hegel in light of the turbulent events of the next century and a half, insisted that the latter had been essentially correct.[2] The Battle of Jena marked the end of history because it was at that point that the vanguard of humanity (a term quite familiar to Marxists) actualized the principles of the French Revolution. While there was considerable work to be done after 1806 - abolishing slavery and the slave trade, extending the franchise to workers, women, blacks, and other racial minorities, etc. - the basic principles of the liberal democratic state could not be improved upon. The two world wars in this century and their attendant revolutions and upheavals simply had the effect of extending those principles spatially, such that the various provinces of human civilization were brought up to the level of its most advanced outposts, and of forcing those societies in Europe and North America at the vanguard of civilization to implement their liberalism more fully.



The state that emerges at the end of history is liberal insofar as it recognizes and protects through a system of law man's universal right to freedom, and democratic insofar as it exists only with the consent of the governed. For Koj�ve, this so-called "universal homogenous state" found real-life embodiment in the countries of postwar Western Europe - precisely those flabby, prosperous, self-satisfied, inward-looking, weak-willed states whose grandest project was nothing more heroic than the creation of the Common Market.[3] But this was only to be expected. For human history and the conflict that characterized it was based on the existence of "contradictions": primitive man's quest for mutual recognition, the dialectic of the master and slave, the transformation and mastery of nature, the struggle for the universal recognition of rights, and the dichotomy between proletarian and capitalist. But in the universal homogenous state, all prior contradictions are resolved and all human needs are satisfied. There is no struggle or conflict over "large" issues, and consequently no need for generals or statesmen; what remains is primarily economic activity. And indeed, Koj�ve's life was consistent with his teaching. Believing that there was no more work for philosophers as well, since Hegel (correctly understood) had already achieved absolute knowledge, Koj�ve left teaching after the war and spent the remainder of his life working as a bureaucrat in the European Economic Community, until his death in 1968.



To his contemporaries at mid-century, Koj�ve's proclamation of the end of history must have seemed like the typical eccentric solipsism of a French intellectual, coming as it did on the heels of World War II and at the very height of the Cold War. To comprehend how Koj�ve could have been so audacious as to assert that history has ended, we must first of all understand the meaning of Hegelian idealism.
II
FOR HEGEL, the contradictions that drive history exist first of all in the realm of human consciousness, i.e. on the level of ideas[4] - not the trivial election year proposals of American politicians, but ideas in the sense of large unifying world views that might best be understood under the rubric of ideology. Ideology in this sense is not restricted to the secular and explicit political doctrines we usually associate with the term, but can include religion, culture, and the complex of moral values underlying any society as well.



Hegel's view of the relationship between the ideal and the real or material worlds was an extremely complicated one, beginning with the fact that for him the distinction between the two was only apparent.[5] He did not believe that the real world conformed or could be made to conform to ideological preconceptions of philosophy professors in any simpleminded way, or that the "material" world could not impinge on the ideal. Indeed, Hegel the professor was temporarily thrown out of work as a result of a very material event, the Battle of Jena. But while Hegel's writing and thinking could be stopped by a bullet from the material world, the hand on the trigger of the gun was motivated in turn by the ideas of liberty and equality that had driven the French Revolution.



For Hegel, all human behavior in the material world, and hence all human history, is rooted in a prior state of consciousness - an idea similar to the one expressed by John Maynard Keynes when he said that the views of men of affairs were usually derived from defunct economists and academic scribblers of earlier generations. This consciousness may not be explicit and self-aware, as are modern political doctrines, but may rather take the form of religion or simple cultural or moral habits. And yet this realm of consciousness in the long run necessarily becomes manifest in the material world, indeed creates the material world in its own image. Consciousness is cause and not effect, and can develop autonomously from the material world; hence the real subtext underlying the apparent jumble of current events is the history of ideology.



Hegel's idealism has fared poorly at the hands of later thinkers. Marx reversed the priority of the real and the ideal completely, relegating the entire realm of consciousness - religion, art, culture, philosophy itself - to a "superstructure" that was determined entirely by the prevailing material mode of production. Yet another unfortunate legacy of Marxism is our tendency to retreat into materialist or utilitarian explanations of political or historical phenomena, and our disinclination to believe in the autonomous power of ideas. A recent example of this is Paul Kennedy's hugely successful The Rise and Fall of the Great Powers, which ascribes the decline of great powers to simple economic overextension. Obviously, this is true on some level: an empire whose economy is barely above the level of subsistence cannot bankrupt its treasury indefinitely. But whether a highly productive modern industrial society chooses to spend 3 or 7 percent of its GNP on defense rather than consumption is entirely a matter of that society's political priorities, which are in turn determined in the realm of consciousness.



The materialist bias of modern thought is characteristic not only of people on the Left who may be sympathetic to Marxism, but of many passionate anti-Marxists as well. Indeed, there is on the Right what one might label the Wall Street Journal school of deterministic materialism that discounts the importance of ideology and culture and sees man as essentially a rational, profit-maximizing individual. It is precisely this kind of individual and his pursuit of material incentives that is posited as the basis for economic life as such in economic textbooks.[6] One small example will illustrate the problematic character of such materialist views.



Max Weber begins his famous book, The Protestant Ethic and the Spirit of Capitalism, by noting the different economic performance of Protestant and Catholic communities throughout Europe and America, summed up in the proverb that Protestants eat well while Catholics sleep well. Weber notes that according to any economic theory that posited man as a rational profit-maximizer, raising the piece-work rate should increase labor productivity. But in fact, in many traditional peasant communities, raising the piece-work rate actually had the opposite effect of lowering labor productivity: at the higher rate, a peasant accustomed to earning two and one-half marks per day found he could earn the same amount by working less, and did so because he valued leisure more than income. The choices of leisure over income, or of the militaristic life of the Spartan hoplite over the wealth of the Athenian trader, or even the ascetic life of the early capitalist entrepreneur over that of a traditional leisured aristocrat, cannot possibly be explained by the impersonal working of material forces, but come preeminently out of the sphere of consciousness - what we have labeled here broadly as ideology. And indeed, a central theme of Weber's work was to prove that contrary to Marx, the material mode of production, far from being the "base," was itself a "superstructure" with roots in religion and culture, and that to understand the emergence of modern capitalism and the profit motive one had to study their antecedents in the realm of the spirit.



As we look around the contemporary world, the poverty of materialist theories of economic development is all too apparent. The Wall Street Journal school of deterministic materialism habitually points to the stunning economic success of Asia in the past few decades as evidence of the viability of free market economics, with the implication that all societies would see similar development were they simply to allow their populations to pursue their material self-interest freely. Surely free markets and stable political systems are a necessary precondition to capitalist economic growth. But just as surely the cultural heritage of those Far Eastern societies, the ethic of work and saving and family, a religious heritage that does not, like Islam, place restrictions on certain forms of economic behavior, and other deeply ingrained moral qualities, are equally important in explaining their economic performance.[7] And yet the intellectual weight of materialism is such that not a single respectable contemporary theory of economic development addresses consciousness and culture seriously as the matrix within which economic behavior is formed.



FAILURE to understand that the roots of economic behavior lie in the realm of consciousness and culture leads to the common mistake of attributing material causes to phenomena that are essentially ideal in nature. For example, it is commonplace in the West to interpret the reform movements first in China and most recently in the Soviet Union as the victory of the material over the ideal - that is, a recognition that ideological incentives could not replace material ones in stimulating a highly productive modern economy, and that if one wanted to prosper one had to appeal to baser forms of self-interest. But the deep defects of socialist economies were evident thirty or forty years ago to anyone who chose to look. Why was it that these countries moved away from central planning only in the 1980s' The answer must be found in the consciousness of the elites and leaders ruling them, who decided to opt for the "Protestant" life of wealth and risk over the "Catholic" path of poverty and security.[8] That change was in no way made inevitable by the material conditions in which either country found itself on the eve of the reform, but instead came about as the result of the victory of one idea over another.[9]



For Koj�ve, as for all good Hegelians, understanding the underlying processes of history requires understanding developments in the realm of consciousness or ideas, since consciousness will ultimately remake the material world in its own image. To say that history ended in 1806 meant that mankind's ideological evolution ended in the ideals of the French or American Revolutions: while particular regimes in the real world might not implement these ideals fully, their theoretical truth is absolute and could not be improved upon. Hence it did not matter to Koj�ve that the consciousness of the postwar generation of Europeans had not been universalized throughout the world; if ideological development had in fact ended, the homogenous state would eventually become victorious throughout the material world.



I have neither the space nor, frankly, the ability to defend in depth Hegel's radical idealist perspective. The issue is not whether Hegel's system was right, but whether his perspective might uncover the problematic nature of many materialist explanations we often take for granted. This is not to deny the role of material factors as such. To a literal-minded idealist, human society can be built around any arbitrary set of principles regardless of their relationship to the material world. And in fact men have proven themselves able to endure the most extreme material hardships in the name of ideas that exist in the realm of the spirit alone, be it the divinity of cows or the nature of the Holy Trinity.[10]



But while man's very perception of the material world is shaped by his historical consciousness of it, the material world can clearly affect in return the viability of a particular state of consciousness. In particular, the spectacular abundance of advanced liberal economies and the infinitely diverse consumer culture made possible by them seem to both foster and preserve liberalism in the political sphere. I want to avoid the materialist determinism that says that liberal economics inevitably produces liberal politics, because I believe that both economics and politics presuppose an autonomous prior state of consciousness that makes them possible. But that state of consciousness that permits the growth of liberalism seems to stabilize in the way one would expect at the end of history if it is underwritten by the abundance of a modern free market economy. We might summarize the content of the universal homogenous state as liberal democracy in the political sphere combined with easy access to VCRs and stereos in the economic.



III



HAVE WE in fact reached the end of history? Are there, in other words, any fundamental "contradictions" in human life that cannot be resolved in the context of modern liberalism, that would be resolvable by an alternative political-economic structure? If we accept the idealist premises laid out above, we must seek an answer to this question in the realm of ideology and consciousness. Our task is not to answer exhaustively the challenges to liberalism promoted by every crackpot messiah around the world, but only those that are embodied in important social or political forces and movements, and which are therefore part of world history. For our purposes, it matters very little what strange thoughts occur to people in Albania or Burkina Faso, for we are interested in what one could in some sense call the common ideological heritage of mankind.



In the past century, there have been two major challenges to liberalism, those of fascism and of communism. The former[11] saw the political weakness, materialism, anomie, and lack of community of the West as fundamental contradictions in liberal societies that could only be resolved by a strong state that forged a new "people" on the basis of national exclusiveness. Fascism was destroyed as a living ideology by World War II. This was a defeat, of course, on a very material level, but it amounted to a defeat of the idea as well. What destroyed fascism as an idea was not universal moral revulsion against it, since plenty of people were willing to endorse the idea as long as it seemed the wave of the future, but its lack of success. After the war, it seemed to most people that German fascism as well as its other European and Asian variants were bound to self-destruct. There was no material reason why new fascist movements could not have sprung up again after the war in other locales, but for the fact that expansionist ultranationalism, with its promise of unending conflict leading to disastrous military defeat, had completely lost its appeal. The ruins of the Reich chancellery as well as the atomic bombs dropped on Hiroshima and Nagasaki killed this ideology on the level of consciousness as well as materially, and all of the pro-fascist movements spawned by the German and Japanese examples like the Peronist movement in Argentina or Subhas Chandra Bose's Indian National Army withered after the war.



The ideological challenge mounted by the other great alternative to liberalism, communism, was far more serious. Marx, speaking Hegel's language, asserted that liberal society contained a fundamental contradiction that could not be resolved within its context, that between capital and labor, and this contradiction has constituted the chief accusation against liberalism ever since. But surely, the class issue has actually been successfully resolved in the West. As Koj�ve (among others) noted, the egalitarianism of modern America represents the essential achievement of the classless society envisioned by Marx. This is not to say that there are not rich people and poor people in the United States, or that the gap between them has not grown in recent years. But the root causes of economic inequality do not have to do with the underlying legal and social structure of our society, which remains fundamentally egalitarian and moderately redistributionist, so much as with the cultural and social characteristics of the groups that make it up, which are in turn the historical legacy of premodern conditions. Thus black poverty in the United States is not the inherent product of liberalism, but is rather the "legacy of slavery and racism" which persisted long after the formal abolition of slavery.



As a result of the receding of the class issue, the appeal of communism in the developed Western world, it is safe to say, is lower today than any time since the end of the First World War. This can he measured in any number of ways: in the declining membership and electoral pull of the major European communist parties, and their overtly revisionist programs; in the corresponding electoral success of conservative parties from Britain and Germany to the United States and Japan, which are unabashedly pro-market and anti-statist; and in an intellectual climate whose most "advanced" members no longer believe that bourgeois society is something that ultimately needs to be overcome. This is not to say that the opinions of progressive intellectuals in Western countries are not deeply pathological in any number of ways. But those who believe that the future must inevitably be socialist tend to be very old, or very marginal to the real political discourse of their societies.



0NE MAY argue that the socialist alternative was never terribly plausible for the North Atlantic world, and was sustained for the last several decades primarily by its success outside of this region. But it is precisely in the non-European world that one is most struck by the occurrence of major ideological transformations. Surely the most remarkable changes have occurred in Asia. Due to the strength and adaptability of the indigenous cultures there, Asia became a battleground for a variety of imported Western ideologies early in this century. Liberalism in Asia was a very weak reed in the period after World War I; it is easy today to forget how gloomy Asia's political future looked as recently as ten or fifteen years ago. It is easy to forget as well how momentous the outcome of Asian ideological struggles seemed for world political development as a whole.



The first Asian alternative to liberalism to be decisively defeated was the fascist one represented by Imperial Japan. Japanese fascism (like its German version) was defeated by the force of American arms in the Pacific war, and liberal democracy was imposed on Japan by a victorious United States. Western capitalism and political liberalism when transplanted to Japan were adapted and transformed by the Japanese in such a way as to be scarcely recognizable.[12] Many Americans are now aware that Japanese industrial organization is very different from that prevailing in the United States or Europe, and it is questionable what relationship the factional maneuvering that takes place with the governing Liberal Democratic Party bears to democracy. Nonetheless, the very fact that the essential elements of economic and political liberalism have been so successfully grafted onto uniquely Japanese traditions and institutions guarantees their survival in the long run. More important is the contribution that Japan has made in turn to world history by following in the footsteps of the United States to create a truly universal consumer culture that has become both a symbol and an underpinning of the universal homogenous state. V.S. Naipaul traveling in Khomeini's Iran shortly after the revolution noted the omnipresent signs advertising the products of Sony, Hitachi, and JVC, whose appeal remained virtually irresistible and gave the lie to the regime's pretensions of restoring a state based on the rule of the Shariah. Desire for access to the consumer culture, created in large measure by Japan, has played a crucial role in fostering the spread of economic liberalism throughout Asia, and hence in promoting political liberalism as well.



The economic success of the other newly industrializing countries (NICs) in Asia following on the example of Japan is by now a familiar story. What is important from a Hegelian standpoint is that political liberalism has been following economic liberalism, more slowly than many had hoped but with seeming inevitability. Here again we see the victory of the idea of the universal homogenous state. South Korea had developed into a modern, urbanized society with an increasingly large and well-educated middle class that could not possibly be isolated from the larger democratic trends around them. Under these circumstances it seemed intolerable to a large part of this population that it should be ruled by an anachronistic military regime while Japan, only a decade or so ahead in economic terms, had parliamentary institutions for over forty years. Even the former socialist regime in Burma, which for so many decades existed in dismal isolation from the larger trends dominating Asia, was buffeted in the past year by pressures to liberalize both its economy and political system. It is said that unhappiness with strongman Ne Win began when a senior Burmese officer went to Singapore for medical treatment and broke down crying when he saw how far socialist Burma had been left behind by its ASEAN neighbors.



BUT THE power of the liberal idea would seem much less impressive if it had not infected the largest and oldest culture in Asia, China. The simple existence of communist China created an alternative pole of ideological attraction, and as such constituted a threat to liberalism. But the past fifteen years have seen an almost total discrediting of Marxism-Leninism as an economic system. Beginning with the famous third plenum of the Tenth Central Committee in 1978, the Chinese Communist party set about decollectivizing agriculture for the 800 million Chinese who still lived in the countryside. The role of the state in agriculture was reduced to that of a tax collector, while production of consumer goods was sharply increased in order to give peasants a taste of the universal homogenous state and thereby an incentive to work. The reform doubled Chinese grain output in only five years, and in the process created for Deng Xiaoping a solid political base from which he was able to extend the reform to other parts of the economy. Economic Statistics do not begin to describe the dynamism, initiative, and openness evident in China since the reform began.



China could not now be described in any way as a liberal democracy. At present, no more than 20 percent of its economy has been marketized, and most importantly it continues to be ruled by a self-appointed Communist party which has given no hint of wanting to devolve power. Deng has made none of Gorbachev's promises regarding democratization of the political system and there is no Chinese equivalent of ghost. The Chinese leadership has in fact been much more circumspect in criticizing Mao and Maoism than Gorbachev with respect to Brezhnev and Stalin, and the regime continues to pay lip service to Marxism-Leninism as its ideological underpinning. But anyone familiar with the outlook and behavior of the new technocratic elite now governing China knows that Marxism and ideological principle have become virtually irrelevant as guides to policy, and that bourgeois consumerism has a real meaning in that country for the first time since the revolution. The various slowdowns in the pace of reform, the campaigns against "spiritual pollution" and crackdowns on political dissent are more properly seen as tactical adjustments made in the process of managing what is an extraordinarily difficult political transition. By ducking the question of political reform while putting the economy on a new footing, Deng has managed to avoid the breakdown of authority that has accompanied Gorbachev's perestroika. Yet the pull of the liberal idea continues to be very strong as economic power devolves and the economy becomes more open to the outside world. There are currently over 20,000 Chinese students studying in the U.S. and other Western countries, almost all of them the children of the Chinese elite. It is hard to believe that when they return home to run the country they will be content for China to be the only country in Asia unaffected by the larger democratizing trend. The student demonstrations in Beijing that broke out first in December 1986 and recurred recently on the occasion of Hu Yao-bang's death were only the beginning of what will inevitably be mounting pressure for change in the political system as well.



What is important about China from the standpoint of world history is not the present state of the reform or even its future prospects. The central issue is the fact that the People's Republic of China can no longer act as a beacon for illiberal forces around the world, whether they be guerrillas in some Asian jungle or middle class students in Paris. Maoism, rather than being the pattern for Asia's future, became an anachronism, and it was the mainland Chinese who in fact were decisively influenced by the prosperity and dynamism of their overseas co-ethnics - the ironic ultimate victory of Taiwan.



Important as these changes in China have been, however, it is developments in the Soviet Union - the original "homeland of the world proletariat" - that have put the final nail in the coffin of the Marxist-Leninist alternative to liberal democracy. It should be clear that in terms of formal institutions, not much has changed in the four years since Gorbachev has come to power: free markets and the cooperative movement represent only a small part of the Soviet economy, which remains centrally planned; the political system is still dominated by the Communist party, which has only begun to democratize internally and to share power with other groups; the regime continues to assert that it is seeking only to modernize socialism and that its ideological basis remains Marxism-Leninism; and, finally, Gorbachev faces a potentially powerful conservative opposition that could undo many of the changes that have taken place to date. Moreover, it is hard to be too sanguine about the chances for success of Gorbachev's proposed reforms, either in the sphere of economics or politics. But my purpose here is not to analyze events in the short-term, or to make predictions for policy purposes, but to look at underlying trends in the sphere of ideology and consciousness. And in that respect, it is clear that an astounding transformation has occurred.



�migr�s from the Soviet Union have been reporting for at least the last generation now that virtually nobody in that country truly believed in Marxism-Leninism any longer, and that this was nowhere more true than in the Soviet elite, which continued to mouth Marxist slogans out of sheer cynicism. The corruption and decadence of the late Brezhnev-era Soviet state seemed to matter little, however, for as long as the state itself refused to throw into question any of the fundamental principles underlying Soviet society, the system was capable of functioning adequately out of sheer inertia and could even muster some dynamism in the realm of foreign and defense policy. Marxism-Leninism was like a magical incantation which, however absurd and devoid of meaning, was the only common basis on which the elite could agree to rule Soviet society.



WHAT HAS happened in the four years since Gorbachev's coming to power is a revolutionary assault on the most fundamental institutions and principles of Stalinism, and their replacement by other principles which do not amount to liberalism per se but whose only connecting thread is liberalism. This is most evident in the economic sphere, where the reform economists around Gorbachev have become steadily more radical in their support for free markets, to the point where some like Nikolai Shmelev do not mind being compared in public to Milton Friedman. There is a virtual consensus among the currently dominant school of Soviet economists now that central planning and the command system of allocation are the root cause of economic inefficiency, and that if the Soviet system is ever to heal itself, it must permit free and decentralized decision-making with respect to investment, labor, and prices. After a couple of initial years of ideological confusion, these principles have finally been incorporated into policy with the promulgation of new laws on enterprise autonomy, cooperatives, and finally in 1988 on lease arrangements and family farming. There are, of course, a number of fatal flaws in the current implementation of the reform, most notably the absence of a thoroughgoing price reform. But the problem is no longer a conceptual one: Gorbachev and his lieutenants seem to understand the economic logic of marketization well enough, but like the leaders of a Third World country facing the IMF, are afraid of the social consequences of ending consumer subsidies and other forms of dependence on the state sector.



In the political sphere, the proposed changes to the Soviet constitution, legal system, and party rules amount to much less than the establishment of a liberal state. Gorbachev has spoken of democratization primarily in the sphere of internal party affairs, and has shown little intention of ending the Communist party's monopoly of power; indeed, the political reform seeks to legitimize and therefore strengthen the CPSU'S rule.[13] Nonetheless, the general principles underlying many of the reforms - that the "people" should be truly responsible for their own affairs, that higher political bodies should be answerable to lower ones, and not vice versa, that the rule of law should prevail over arbitrary police actions, with separation of powers and an independent judiciary, that there should be legal protection for property rights, the need for open discussion of public issues and the right of public dissent, the empowering of the Soviets as a forum in which the whole Soviet people can participate, and of a political culture that is more tolerant and pluralistic - come from a source fundamentally alien to the USSR's Marxist-Leninist tradition, even if they are incompletely articulated and poorly implemented in practice.



Gorbachev's repeated assertions that he is doing no more than trying to restore the original meaning of Leninism are themselves a kind of Orwellian doublespeak. Gorbachev and his allies have consistently maintained that intraparty democracy was somehow the essence of Leninism, and that the various lib era1 practices of open debate, secret ballot elections, and rule of law were all part of the Leninist heritage, corrupted only later by Stalin. While almost anyone would look good compared to Stalin, drawing so sharp a line between Lenin and his successor is questionable. The essence of Lenin's democratic centralism was centralism, not democracy; that is, the absolutely rigid, monolithic, and disciplined dictatorship of a hierarchically organized vanguard Communist party, speaking in the name of the demos. All of Lenin's vicious polemics against Karl Kautsky, Rosa Luxemburg, and various other Menshevik and Social Democratic rivals, not to mention his contempt for "bourgeois legality" and freedoms, centered around his profound conviction that a revolution could not be successfully made by a democratically run organization.



Gorbachev's claim that he is seeking to return to the true Lenin is perfectly easy to understand: having fostered a thorough denunciation of Stalinism and Brezhnevism as the root of the USSR's present predicament, he needs some point in Soviet history on which to anchor the legitimacy of the CPSU'S continued rule. But Gorbachev's tactical requirements should not blind us to the fact that the democratizing and decentralizing principles which he has enunciated in both the economic and political spheres are highly subversive of some of the most fundamental precepts of both Marxism and Leninism. Indeed, if the bulk of the present economic reform proposals were put into effect, it is hard to know how the Soviet economy would be more socialist than those of other Western countries with large public sectors.



The Soviet Union could in no way be described as a liberal or democratic country now, nor do I think that it is terribly likely that perestroika will succeed such that the label will be thinkable any time in the near future. But at the end of history it is not necessary that all societies become successful liberal societies, merely that they end their ideological pretensions of representing different and higher forms of human society. And in this respect I believe that something very important has happened in the Soviet Union in the past few years: the criticisms of the Soviet system sanctioned by Gorbachev have been so thorough and devastating that there is very little chance of going back to either Stalinism or Brezhnevism in any simple way. Gorbachev has finally permitted people to say what they had privately understood for many years, namely, that the magical incantations of Marxism-Leninism were nonsense, that Soviet socialism was not superior to the West in any respect but was in fact a monumental failure. The conservative opposition in the USSR, consisting both of simple workers afraid of unemployment and inflation and of party officials fearful of losing their jobs and privileges, is outspoken and may be strong enough to force Gorbachev's ouster in the next few years. But what both groups desire is tradition, order, and authority; they manifest no deep commitment to Marxism-Leninism, except insofar as they have invested much of their own lives in it.[14] For authority to be restored in the Soviet Union after Gorbachev's demolition work, it must be on the basis of some new and vigorous ideology which has not yet appeared on the horizon.



IF WE ADMIT for the moment that the fascist and communist challenges to liberalism are dead, are there any other ideological competitors left? Or put another way, are there contradictions in liberal society beyond that of class that are not resolvable? Two possibilities suggest themselves, those of religion and nationalism.



The rise of religious fundamentalism in recent years within the Christian, Jewish, and Muslim traditions has been widely noted. One is inclined to say that the revival of religion in some way attests to a broad unhappiness with the impersonality and spiritual vacuity of liberal consumerist societies. Yet while the emptiness at the core of liberalism is most certainly a defect in the ideology - indeed, a flaw that one does not need the perspective of religion to recognize[15] - it is not at all clear that it is remediable through politics. Modern liberalism itself was historically a consequence of the weakness of religiously-based societies which, failing to agree on the nature of the good life, could not provide even the minimal preconditions of peace and stability. In the contemporary world only Islam has offered a theocratic state as a political alternative to both liberalism and communism. But the doctrine has little appeal for non-Muslims, and it is hard to believe that the movement will take on any universal significance. Other less organized religious impulses have been successfully satisfied within the sphere of personal life that is permitted in liberal societies.



The other major "contradiction" potentially unresolvable by liberalism is the one posed by nationalism and other forms of racial and ethnic consciousness. It is certainly true that a very large degree of conflict since the Battle of Jena has had its roots in nationalism. Two cataclysmic world wars in this century have been spawned by the nationalism of the developed world in various guises, and if those passions have been muted to a certain extent in postwar Europe, they are still extremely powerful in the Third World. Nationalism has been a threat to liberalism historically in Germany, and continues to be one in isolated parts of "post-historical" Europe like Northern Ireland.



But it is not clear that nationalism rep resents an irreconcilable contradiction in the heart of liberalism. In the first place, nationalism is not one single phenomenon but several, ranging from mild cultural nostalgia to the highly organized and elaborately articulated doctrine of National Socialism. Only systematic nationalisms of the latter sort can qualify as a formal ideology on the level of liberalism or communism. The vast majority of the world's nationalist movements do not have a political program beyond the negative desire of independence from some other group or people, and do not offer anything like a comprehensive agenda for socio-economic organization. As such, they are compatible with doctrines and ideologies that do offer such agendas. While they may constitute a source of conflict for liberal societies, this conflict does not arise from liberalism itself so much as from the fact that the liberalism in question is incomplete. Certainly a great deal of the world's ethnic and nationalist tension can be explained in terms of peoples who are forced to live in unrepresentative political systems that they have not chosen.



While it is impossible to rule out the sudden appearance of new ideologies or previously unrecognized contradictions in liberal societies, then, the present world seems to confirm that the fundamental principles of sociopolitical organization have not advanced terribly far since 1806. Many of the wars and revolutions fought since that time have been undertaken in the name of ideologies which claimed to be more advanced than liberalism, but whose pretensions were ultimately unmasked by history. In the meantime, they have helped to spread the universal homogenous state to the point where it could have a significant effect on the overall character of international relations.



IV



WHAT ARE the implications of the end of history for international relations? Clearly, the vast bulk of the Third World remains very much mired in history, and will be a terrain of conflict for many years to come. But let us focus for the time being on the larger and more developed states of the world who after all account for the greater part of world politics. Russia and China are not likely to join the developed nations of the West as liberal societies any time in the foreseeable future, but suppose for a moment that Marxism-Leninism ceases to be a factor driving the foreign policies of these states - a prospect which, if not yet here, the last few years have made a real possibility. How will the overall characteristics of a de-ideologized world differ from those of the one with which we are familiar at such a hypothetical juncture?



The most common answer is - not very much. For there is a very widespread belief among many observers of international relations that underneath the skin of ideology is a hard core of great power national interest that guarantees a fairly high level of competition and conflict between nations. Indeed, according to one academically popular school of international relations theory, conflict inheres in the international system as such, and to understand the prospects for conflict one must look at the shape of the system - for example, whether it is bipolar or multipolar - rather than at the specific character of the nations and regimes that constitute it. This school in effect applies a Hobbesian view of politics to international relations, and assumes that aggression and insecurity are universal characteristics of human societies rather than the product of specific historical circumstances.



Believers in this line of thought take the relations that existed between the participants in the classical nineteenth century European balance of power as a model for what a de-ideologized contemporary world would look like. Charles Krauthammer, for example, recently explained that if as a result of Gorbachev's reforms the USSR is shorn of Marxist-Leninist ideology, its behavior will revert to that of nineteenth century imperial Russia.[16] While he finds this more reassuring than the threat posed by a communist Russia, he implies that there will still be a substantial degree of competition and conflict in the international system, just as there was say between Russia and Britain or Wilhelmine Germany in the last century. This is, of course, a convenient point of view for people who want to admit that something major is changing in the Soviet Union, but do not want to accept responsibility for recommending the radical policy redirection implicit in such a view. But is it true?



In fact, the notion that ideology is a superstructure imposed on a substratum of permanent great power interest is a highly questionable proposition. For the way in which any state defines its national interest is not universal but rests on some kind of prior ideological basis, just as we saw that economic behavior is determined by a prior state of consciousness. In this century, states have adopted highly articulated doctrines with explicit foreign policy agendas legitimizing expansionism, like Marxism-Leninism or National Socialism.



THE EXPANSIONIST and competitive behavior of nineteenth-century European states rested on no less ideal a basis; it just so happened that the ideology driving it was less explicit than the doctrines of the twentieth century. For one thing, most "liberal" European societies were illiberal insofar as they believed in the legitimacy of imperialism, that is, the right of one nation to rule over other nations without regard for the wishes of the ruled. The justifications for imperialism varied from nation to nation, from a crude belief in the legitimacy of force, particularly when applied to non-Europeans, to the White Man's Burden and Europe's Christianizing mission, to the desire to give people of color access to the culture of Rabelais and Moliere. But whatever the particular ideological basis, every "developed" country believed in the acceptability of higher civilizations ruling lower ones - including, incidentally, the United States with regard to the Philippines. This led to a drive for pure territorial aggrandizement in the latter half of the century and played no small role in causing the Great War.



The radical and deformed outgrowth of nineteenth-century imperialism was German fascism, an ideology which justified Germany's right not only to rule over non-European peoples, but over all non-German ones. But in retrospect it seems that Hitler represented a diseased bypath in the general course of European development, and since his fiery defeat, the legitimacy of any kind of territorial aggrandizement has been thoroughly discredited.[17] Since the Second World War, European nationalism has been defanged and shorn of any real relevance to foreign policy, with the consequence that the nineteenth-century model of great power behavior has become a serious anachronism. The most extreme form of nationalism that any Western European state has mustered since 1945 has been Gaullism, whose self-assertion has been confined largely to the realm of nuisance politics and culture. International life for the part of the world that has reached the end of history is far more preoccupied with economics than with politics or strategy.



The developed states of the West do maintain defense establishments and in the postwar period have competed vigorously for influence to meet a worldwide communist threat. This behavior has been driven, however, by an external threat from states that possess overtly expansionist ideologies, and would not exist in their absence. To take the "neo-realist" theory seriously, one would have to believe that "natural" competitive behavior would reassert itself among the OECD states were Russia and China to disappear from the face of the earth. That is, West Germany and France would arm themselves against each other as they did in the 193Os, Australia and New Zealand would send military advisers to block each others' advances in Africa, and the U.S.-Canadian border would become fortified. Such a prospect is, of course, ludicrous: minus Marxist-Leninist ideology, we are far more likely to see the "Common Marketization" of world politics than the disintegration of the EEC into nineteenth-century competitiveness. Indeed, as our experiences in dealing with Europe on matters such as terrorism or Libya prove, they are much further gone than we down the road that denies the legitimacy of the use of force in international politics, even in self-defense.



The automatic assumption that Russia shorn of its expansionist communist ideology should pick up where the czars left off just prior to the Bolshevik Revolution is therefore a curious one. It assumes that the evolution of human consciousness has stood still in the meantime, and that the Soviets, while picking up currently fashionable ideas in the realm of economics, will return to foreign policy views a century out of date in the rest of Europe. This is certainly not what happened to China after it began its reform process. Chinese competitiveness and expansionism on the world scene have virtually disappeared: Beijing no longer sponsors Maoist insurgencies or tries to cultivate influence in distant African countries as it did in the 1960s. This is not to say that there are not troublesome aspects to contemporary Chinese foreign policy, such as the reckless sale of ballistic missile technology in the Middle East; and the PRC continues to manifest traditional great power behavior in its sponsorship of the Khmer Rouge against Vietnam. But the former is explained by commercial motives and the latter is a vestige of earlier ideologically-based rivalries. The new China far more resembles Gaullist France than pre-World War I Germany.



The real question for the future, however, is the degree to which Soviet elites have assimilated the consciousness of the universal homogenous state that is post-Hitler Europe. From their writings and from my own personal contacts with them, there is no question in my mind that the liberal Soviet intelligentsia rallying around Gorbachev have arrived at the end-of-history view in a remarkably short time, due in no small measure to the contacts they have had since the Brezhnev era with the larger European civilization around them. "New political thinking," the general rubric for their views, describes a world dominated by economic concerns, in which there are no ideological grounds for major conflict between nations, and in which, consequently, the use of military force becomes less legitimate. As Foreign Minister Shevardnadze put it in mid-1988:



The struggle between two opposing systems is no longer a determining tendency of the present-day era. At the modern stage, the ability to build up material wealth at an accelerated rate on the basis of front-ranking science and high-level techniques and technology, and to distribute it fairly, and through joint efforts to restore and protect the resources necessary for mankind's survival acquires decisive importance.[18]



The post-historical consciousness represented by "new thinking" is only one possible future for the Soviet Union, however. There has always been a very strong current of great Russian chauvinism in the Soviet Union, which has found freer expression since the advent of glasnost. It may be possible to return to traditional Marxism-Leninism for a while as a simple rallying point for those who want to restore the authority that Gorbachev has dissipated. But as in Poland, Marxism-Leninism is dead as a mobilizing ideology: under its banner people cannot be made to work harder, and its adherents have lost confidence in themselves. Unlike the propagators of traditional Marxism-Leninism, however, ultranationalists in the USSR believe in their Slavophile cause passionately, and one gets the sense that the fascist alternative is not one that has played itself out entirely there.



The Soviet Union, then, is at a fork in the road: it can start down the path that was staked out by Western Europe forty-five years ago, a path that most of Asia has followed, or it can realize its own uniqueness and remain stuck in history. The choice it makes will be highly important for us, given the Soviet Union's size and military strength, for that power will continue to preoccupy us and slow our realization that we have already emerged on the other side of history.



V



THE PASSING of Marxism-Leninism first from China and then from the Soviet Union will mean its death as a living ideology of world historical significance. For while there may be some isolated true believers left in places like Managua, Pyongyang, or Cambridge, Massachusetts, the fact that there is not a single large state in which it is a going concern undermines completely its pretensions to being in the vanguard of human history. And the death of this ideology means the growing "Common Marketization" of international relations, and the diminution of the likelihood of large-scale conflict between states.



This does not by any means imply the end of international conflict per se. For the world at that point would be divided between a part that was historical and a part that was post-historical. Conflict between states still in history, and between those states and those at the end of history, would still be possible. There would still be a high and perhaps rising level of ethnic and nationalist violence, since those are impulses incompletely played out, even in parts of the post-historical world. Palestinians and Kurds, Sikhs and Tamils, Irish Catholics and Walloons, Armenians and Azeris, will continue to have their unresolved grievances. This implies that terrorism and wars of national liberation will continue to be an important item on the international agenda. But large-scale conflict must involve large states still caught in the grip of history, and they are what appear to be passing from the scene.



The end of history will be a very sad time. The struggle for recognition, the willingness to risk one's life for a purely abstract goal, the worldwide ideological struggle that called forth daring, courage, imagination, and idealism, will be replaced by economic calculation, the endless solving of technical problems, environmental concerns, and the satisfaction of sophisticated consumer demands. In the post-historical period there will be neither art nor philosophy, just the perpetual caretaking of the museum of human history. I can feel in myself, and see in others around me, a powerful nostalgia for the time when history existed. Such nostalgia, in fact, will continue to fuel competition and conflict even in the post-historical world for some time to come. Even though I recognize its inevitability, I have the most ambivalent feelings for the civilization that has been created in Europe since 1945, with its north Atlantic and Asian offshoots. Perhaps this very prospect of centuries of boredom at the end of history will serve to get history started once again.

Notes:

1. Koj�ve's best known work is his Introduction � la lecture de Hegel (Paris: Editions Gallimard, 1947), which is a transcript of the Ecole Practique lectures from the 1930's. This book is available in English entitled Introduction to the Reading of Hegel arranged by Raymond Queneau, edited by Allan Bloom, and translated by James Nichols (New York: Basic Books, 1969). (back to text)



2. In this respect Koj�ve stands in sharp contrast to contemporary German interpreters of Hegel like Herbert Marcuse who, being more sympathetic to Marx, regarded Hegel ultimately as an historically bound and incomplete philosopher. (back to text)



3. Koj�ve alternatively identified the end of history with the postwar "American way of life," toward which he thought the Soviet Union was moving as well. (back to text)



4. This notion was expressed in the famous aphorism from the preface to the Philosophy of History to the effect that "everything that is rational is real, and everything that is real is rational." (back to text)



5. Indeed, for Hegel the very dichotomy between the ideal and material worlds was itself only an apparent one that was ultimately overcome by the self-conscious subject; in his system, the material world is itself only an aspect of mind. (back to text)



6. In fact, modern economists, recognizing that man does not always behave as a profit-maximizer, posit a "utility" function, utility being either income or some other good that can be maximized: leisure, sexual satisfaction, or the pleasure of philosophizing. That profit must be replaced with a value like utility indicates the cogency of the idealist perspective. (back to text)



7. One need look no further than the recent performance of Vietnamese immigrants in the U.S. school system when compared to their black of Hispanic classmates to realize that culture and consciousness are absolutely crucial to explain not only economic behavior but virtually every other important aspect of life as well. (back to text)



8. I understand that a full explanation of the origins of the reform movements in China and Russia is a good deal more complicated than this simple formula would suggest. The Soviet reform, for example, was motivated in good measure by Moscow's sense of insecurity in the technological-military realm. Nonetheless, neither country ion the eve of its reforms was in such a state of material crisis that one could have predicted the surprising reform paths ultimately taken. (back to text)



9. It is still not clear whether the Soviet people are as "Protestant" as Gorbachev and will follow him down that path. (back to text)



10. The internal politics of the Byzantine Empire at the time of Justinian revolved around a conflict between the so-called monophysites and monothelites, who believed that the unity of the Holy Trinity was alternatively one of nature or of will. This conflict corresponded to some extent to one between proponents of different racing teams in the Hippodrome in Byzantium and led to a not insignificant level of political violence. Modern historians would tend to seek the roots of such conflicts in antagonisms between social classes or some other modern economic category, being unwilling to believe that men would kill each other over the nature of the Trinity. (back to text)



11. I am not using the term "fascism" here in its most precise sense, fully aware of the frequent misuse of this term to denounce anyone to the right of the user. "Fascism" here denotes nay organized ultra nationalist movement with universalistic pretensions - not universalistic with regard to its nationalism, of course, since the latter is exclusive by definition, but with regard to the movement's belief in its right to rule other people. Hence Imperial Japan would qualify as fascist while former strongman Stoessner's Paraguay or Pinochet's Chile would not. Obviously fascist ideologies cannot be universalistic in the sense of Marxism or liberalism, but the structure of the doctrine can be transferred from country to country. (back to text)



12. I use the example of Japan with some caution, since Koj�ve late in his life came to conclude that Japan, with its culture based on purely formal arts, proved that the universal homogenous state was not victorious and that history had perhaps not ended. See the long note at the end of the second edition of Introduction � la Lecture de Hegel, 462-3. (back to text)



13. This is not true in Poland and Hungary, however, whose Communist parties have taken moves toward true power sharing and pluralism. (back to text)



14. This is particularly true of the leading Soviet conservative, former Second Secretary Yegor Ligachev, who has publicly recognized many of the deep defects of the Brezhnev period. (back to text)



15. I am thinking particularly of Rousseau and the Western philosophical tradition that flows from him that was highly critical of Lockean or Hobbesian liberalism, though one could criticize liberalism from the standpoint of classical political philosophy as well. (back to text)



16. See his article, "Beyond the Cold War," New Republic, December 19, 1988. (back to text)



17. It took European colonial powers like France several years after the war to admit the illegitimacy of their empires, but decolonialization was an inevitable consequence of the Allied victory which had been based on the promise of a restoration of democratic freedoms. (back to text)



18. Vestnik Ministerstva Inostrannikh Del SSSR no. 15 (August 1988), 27-46. "New thinking" does of course serve a propagandistic purpose in persuading Western audiences of Soviet good intentions. But the fact that it is good propaganda does not mean that is formulators do not take many of its ideas seriously. (back to text)







** Summer 1989, The National Interest.



* Francis Fukuyama is deputy director of the State Department's policy planning staff and former analyst at the RAND Corporation. This article is based on a lecture presented at the University of Chicago's John M. Olin Center and to Nathan Tarcov and Allan Bloom for their support in this and many earlier endeavors. The opinions expresses in this article do not reflect those of the RAND Corporation or of any agency of the U.S. government.







�2003 Wes Jones. All rights reserved. Terms of use.




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